Sophis Investments LLC

Sophis Investments LLC (CRD# 170391) is a financial advisory firm headquartered in New York, NY. They manage $15,570,102 in 39 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    16
    MILLION
  • Total Number of Accounts
    39
    ACCOUNTS
  • Average Account Value
    $399,233
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, DC, NE

Financial Advisors at Sophis Investments LLC
Showing 1 - 4 of 4 top financial advisors.
1
Vijay Malik
CRD#: 4992630
Washington, DC
93
Wealthminder
score

Vijay Malik (CRD# 4992630) is an Investment Advisor Representative working at Sophis Investments LLC in Washington, DC and has over 7 years of experience in the finance industry.

2
Edward I. Obrien
CRD#: 1001911
250 Park Avenue, 7th Floor, New York, NY 10177
93
Wealthminder
score

Edward Obrien (CRD# 1001911) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 23 years of experience in the finance industry.

3
Emmanuel D. Recachinas
CRD#: 6506149
120 Strawberry Hill Avenue, Stamford, CT 06825
89
Wealthminder
score

Emmanuel Recachinas (CRD# 6506149) is an Investment Advisor Representative working at Sophis Investments LLC in Stamford, CT and has over 2 years of experience in the finance industry.

4
Tassos D. Recachinas
CRD#: 5002813
250 Park Avenue, 7th Floor, New York, NY 10177
84
Wealthminder
score

Tassos Recachinas (CRD# 5002813) is an Investment Advisor Representative working at Sophis Investments LLC in New York, NY and has over 9 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.