Saratoga Research & Investment Management

Saratoga Research & Investment Management (CRD# 110506) is a financial advisory firm headquartered in Saratoga, CA. They manage $2,740,178,823 in 3,207 accounts and serve the financial needs of clients across 36 states (or territories).

Current Firm Details
14471 Big Basin Way, Suite E, Saratoga, CA 95070
https://www.saratogarim.com
By the Numbers
  • Total Assets Under Management
    2,740
    MILLION
  • Total Number of Accounts
    3,207
    ACCOUNTS
  • Average Account Value
    $854,437
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

Financial Advisors at Saratoga Research & Investment Management
Showing 11 - 15 of 15 top financial advisors.
11
James Tanner, financial advisor Saratoga CA
James H. Tanner
CRD#: 2393970
14471 Big Basin Way, Suite E, Saratoga, CA 95070

James Tanner (CRD# 2393970) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 28 years of experience in the finance industry.

12
Kevin Tanner, financial advisor Saratoga CA
Kevin P. Tanner
CRD#: 1397749
14471 Big Basin Way, Suite E, Saratoga, CA 95070

Kevin Tanner (CRD# 1397749) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 38 years of experience in the finance industry.

13
George Wehrfritz, financial advisor Salinas CA
George Wehrfritz
CRD#: 5737710
Salinas, CA

George Wehrfritz (CRD# 5737710) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Salinas, CA and has over 14 years of experience in the finance industry.

14
Andrew Early, financial advisor Saratoga CA
Andrew J. Early
CRD#: 7094535
14471 Big Basin Way, Suite E, Saratoga, CA 95070

Andrew Early (CRD# 7094535) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has over 4 years of experience in the finance industry.

15
Tierney McClenahan, financial advisor Saratoga CA
Tierney L. McClenahan
CRD#: 6979847
14471 Big Basin Way, Suite E, Saratoga, CA 95070

Tierney McClenahan (CRD# 6979847) is an Investment Advisor Representative working at Saratoga Research & Investment Management in Saratoga, CA and has 1 year of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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