Seros Financial, LLC

Seros Financial, LLC (CRD# 166808) is a financial advisory firm headquartered in Tempe, AZ. They manage $260,841,497 in 890 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    261
    MILLION
  • Total Number of Accounts
    890
    ACCOUNTS
  • Average Account Value
    $293,080
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, NM, TX

Financial Advisors at Seros Financial, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Jill E. Baumes
CRD#: 5323816
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Jill Baumes (CRD# 5323816) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 12 years of experience in the finance industry.

2
Sherod N. Bigelow
CRD#: 4227114
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Sherod Bigelow (CRD# 4227114) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 23 years of experience in the finance industry.

3
Wilson D. Kelso
CRD#: 1191496
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Wilson Kelso (CRD# 1191496) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 40 years of experience in the finance industry. Wilson Kelso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jeremy W. Smith
CRD#: 5058621
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Jeremy Smith (CRD# 5058621) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 16 years of experience in the finance industry.

5
Lennard C. Van Der Feltz
CRD#: 4630091
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Lennard Van Der Feltz (CRD# 4630091) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 21 years of experience in the finance industry. Lennard Van Der Feltz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jeffrey P. Wilcock
CRD#: 2034946
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Jeffrey Wilcock (CRD# 2034946) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 34 years of experience in the finance industry.

7
Ashlee V. Merkley
CRD#: 7065046
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282

Ashlee Merkley (CRD# 7065046) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 2 years of experience in the finance industry.

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