Seros Financial, LLC
Seros Financial, LLC (CRD# 166808) is a financial advisory firm headquartered in Tempe, AZ. They manage $260,841,497 in 890 accounts and serve the financial needs of clients across 5 states (or territories).
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Total Assets Under Management261MILLION
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Total Number of Accounts890ACCOUNTS
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Average Account Value$293,080
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AZ, CA, CO, NM, TX
Jill Baumes (CRD# 5323816) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 12 years of experience in the finance industry.
Sherod Bigelow (CRD# 4227114) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 23 years of experience in the finance industry.
Wilson Kelso (CRD# 1191496) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 40 years of experience in the finance industry. Wilson Kelso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jeremy Smith (CRD# 5058621) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 16 years of experience in the finance industry.
Lennard Van Der Feltz (CRD# 4630091) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 21 years of experience in the finance industry. Lennard Van Der Feltz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jeffrey Wilcock (CRD# 2034946) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 34 years of experience in the finance industry.
Ashlee Merkley (CRD# 7065046) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 2 years of experience in the finance industry.