Seros Financial, LLC

Seros Financial, LLC (CRD# 166808) is a financial advisory firm headquartered in Tempe, AZ. They manage $67,048,249 in 418 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    67
    MILLION
  • Total Number of Accounts
    418
    ACCOUNTS
  • Average Account Value
    $160,403
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ

Financial Advisors at Seros Financial, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Jeremy W. Smith
CRD#: 5058621
2141 East Broadway Rd. Suite 220, Tempe, AZ 85282
100
Wealthminder
score

Jeremy Smith (CRD# 5058621) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 9 years of experience in the finance industry.

2
Jeffrey P. Wilcock
CRD#: 2034946
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282
93
Wealthminder
score

Jeffrey Wilcock (CRD# 2034946) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 26 years of experience in the finance industry.

3
Wilson D. Kelso
CRD#: 1191496
2141 East Broadway Rd., Suite 220, Tempe, AZ 85282
86
Wealthminder
score

Wilson Kelso (CRD# 1191496) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 33 years of experience in the finance industry. Wilson Kelso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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