Spc

Spc (CRD# 110692) is a financial advisory firm headquartered in Ann Arbor, MI. They manage $1,987,360,195 in 11,707 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,987
    MILLION
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Spc
Showing 1 - 10 of 709 top financial advisors.
1
James R. Carnaghi
CRD#: 6431871
Shelby Township, MI 48315
99
Wealthminder
score

James R. Carnaghi (CRD# 6431871) is an Investment Advisor Representative with Sigma Planning Corporation (SPC) and a Registered Representative with Parkland Securities, LLC in Shelby Township, MI.

James is an independent financial planner which allows him to partner with other financial, legal, and tax professionals. This is beneficial to clients because James has access to a vast selection of financial products and services that can be implimented into their portfolio. Clients can also benefit from receiving unbiased advice through an independent professional.

For more information, call James at 586-221-4260 or visit www.sureplanners.com

2
Steven R. Abbey
CRD#: 2855141
14881 Quorun Drive, Ste 430, Dallas, TX 75254
96
Wealthminder
score

Steven Abbey (CRD# 2855141) is an Investment Advisor Representative working at Spc in Dallas, TX and has over 19 years of experience in the finance industry. Steven Abbey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Larry D. Ailes
CRD#: 4346778
Decatur, GA
96
Wealthminder
score

Larry Ailes (CRD# 4346778) is an Investment Advisor Representative working at Spc in Decatur, GA and has over 15 years of experience in the finance industry. Larry Ailes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jason R. Andrews
CRD#: 4910788
4310 Saratoga Parkway, Plainfield, IN 46168
96
Wealthminder
score

Jason Andrews (CRD# 4910788) is an Investment Advisor Representative working at Spc in Plainfield, IN and has over 11 years of experience in the finance industry. Jason Andrews has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
David H. Aulie
CRD#: 1003225
37811 W. 12 Mile, Suite 101, Farmington Hills, MI 48331
96
Wealthminder
score

David Aulie (CRD# 1003225) is an Investment Advisor Representative working at Spc in Farmington Hills, MI and has over 35 years of experience in the finance industry. David Aulie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Timothy D. Bales
CRD#: 5062888
300 Parkland Plaza, Ann Arbor, MI 48103
96
Wealthminder
score

Timothy Bales (CRD# 5062888) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 10 years of experience in the finance industry. Timothy Bales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Charles R. Barber
CRD#: 865573
300 Parkland Plaza, Ann Arbor, MI 48103
96
Wealthminder
score

Charles Barber (CRD# 865573) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 28 years of experience in the finance industry.

8
Timothy E. Beiser
CRD#: 1575946
2502 Midland Rd., Bay City, MI 48706
96
Wealthminder
score

Timothy Beiser (CRD# 1575946) is an Investment Advisor Representative working at Spc in Bay City, MI and has over 29 years of experience in the finance industry.

9
Jane M. Black
CRD#: 1155344
6315 Mutual Drive Ste G, Fort Wayne, IN 46825
96
Wealthminder
score

Jane Black (CRD# 1155344) is an Investment Advisor Representative working at Spc in Fort Wayne, IN and has over 17 years of experience in the finance industry.

10
Kellie L. Blanco
CRD#: 4200997
8834 North Capital Of Texas Highway, Ste 220, Austin, TX 78759
96
Wealthminder
score

Kellie Blanco (CRD# 4200997) is an Investment Advisor Representative working at Spc in Austin, TX and has over 16 years of experience in the finance industry. Kellie Blanco has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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