Spc

Spc (CRD# 110692) is a financial advisory firm headquartered in Ann Arbor, MI. They manage $1,987,360,195 in 11,707 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,987
    MILLION
  • Total Number of Accounts
    11,707
    ACCOUNTS
  • Average Account Value
    $169,758
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Spc
Showing 1 - 10 of 709 top financial advisors.
1
Randall A. Hoover
CRD#: 1848906
909 North Main Street, Royal Oak, MI 48067
103
Wealthminder
score

Randy Hoover’s career is built on over 28 years of commitment to financial services and employee benefits planning.

Randy received his B.A. in General Business from Michigan State University in 1988. Upon graduation from MSU, Randy joined Equitable Life and Equico Securities of New York working as a representative out of their Troy, Michigan office. During this time, Randy started his own business, Hoover and Associates, Financial Services, Inc., focusing on group benefits and personal financial planning.

In January of 2000, Randy felt he could serve his clients better with a wider range of investment opportunities by moving his book of business to Sigma Financial Corp, an Independent Broker/Dealer. This year Randy celebrates his thirteen-year anniversary with Sigma Financial Corp.

Understanding the need for concentrated knowledge in these fields, Randy earned his Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU) designations in 1991 from The American College. He continued his education and obtained his Registered Employee Benefits Consultant (REBC) and Registered Health Underwriter (RHU) degrees. One of the few people in the Midwest to achieve all four designations, Randy remains committed to continuing his education in order to better serve his clients.

Most recently, Randy was appointed as a Licensed Insurance Counselor (LIC) in the state of Michigan.

Randy has also received the NAHU (National Health Underwriters Association) Leading Producers Roundtable award for the past ten years. In June 2010, he received the Leading Producers Qualifying Award from the NAHU. He is also a past recipient of the Million Dollar Round Table Award (based on sales), the National Quality Award, and many other industry and company awards.

In 2000, Randy chose to leave The Equitable and become a fully independent investment advisor and employee benefits provider. Today, Randy represents over 100 insurance companies and financial institutions. This allows Hoover and Associates to focus on determining the customer’s needs and objectives, and providing unbiased advice and innovative solutions to make them a reality.

Randy and his wife Jennifer live in Beverly Hills and have four children. When Randy is not working he enjoys boating, skiing, fishing, bike riding and traveling.

 

2
James R. Carnaghi
CRD#: 6431871
New Baltimore, MI 48047
97
Wealthminder
score

James R. Carnaghi (CRD# 6431871) is a Financial Advisor located within the Detroit Metro Area in Michigan.

James is an independent financial planner which allows him to partner with other financial, legal, and tax professionals. This is beneficial to clients because James has access to a vast selection of financial products and services that can be implimented into their portfolio. Clients may also benefit from receiving unbiased advice through an independent professional.

 

3
Steven R. Abbey
CRD#: 2855141
14881 Quorun Drive, Ste 430, Dallas, TX 75254
96
Wealthminder
score

Steven Abbey (CRD# 2855141) is an Investment Advisor Representative working at Spc in Dallas, TX and has over 20 years of experience in the finance industry. Steven Abbey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Larry D. Ailes
CRD#: 4346778
Decatur, GA
96
Wealthminder
score

Larry Ailes (CRD# 4346778) is an Investment Advisor Representative working at Spc in Decatur, GA and has over 16 years of experience in the finance industry. Larry Ailes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Jason R. Andrews
CRD#: 4910788
4310 Saratoga Parkway, Plainfield, IN 46168
96
Wealthminder
score

Jason Andrews (CRD# 4910788) is an Investment Advisor Representative working at Spc in Plainfield, IN and has over 12 years of experience in the finance industry. Jason Andrews has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
David H. Aulie
CRD#: 1003225
37811 W. 12 Mile, Suite 101, Farmington Hills, MI 48331
96
Wealthminder
score

David Aulie (CRD# 1003225) is an Investment Advisor Representative working at Spc in Farmington Hills, MI and has over 36 years of experience in the finance industry. David Aulie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Timothy D. Bales
CRD#: 5062888
300 Parkland Plaza, Ann Arbor, MI 48103
96
Wealthminder
score

Timothy Bales (CRD# 5062888) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 11 years of experience in the finance industry. Timothy Bales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Charles R. Barber
CRD#: 865573
300 Parkland Plaza, Ann Arbor, MI 48103
96
Wealthminder
score

Charles Barber (CRD# 865573) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 29 years of experience in the finance industry.

9
Timothy E. Beiser
CRD#: 1575946
2502 Midland Rd., Bay City, MI 48706
96
Wealthminder
score

Timothy Beiser (CRD# 1575946) is an Investment Advisor Representative working at Spc in Bay City, MI and has over 30 years of experience in the finance industry.

10
Jane M. Black
CRD#: 1155344
6315 Mutual Drive Ste G, Fort Wayne, IN 46825
96
Wealthminder
score

Jane Black (CRD# 1155344) is an Investment Advisor Representative working at Spc in Fort Wayne, IN and has over 18 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.