Spectrum Financial Alliance, Ltd., LLC

Spectrum Financial Alliance, Ltd., LLC (CRD# 125147) is a financial advisory firm headquartered in Nicholasville, KY. They manage $117,965,264 in 774 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    118
    MILLION
  • Total Number of Accounts
    774
    ACCOUNTS
  • Average Account Value
    $152,410
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, KY, LA, TN, TX

Financial Advisors at Spectrum Financial Alliance, Ltd., LLC
Showing 1 - 3 of 3 top financial advisors.
1
Charles K. Buckley
CRD#: 1752633
105 Wind Haven Drive, Nicholasville, KY 40356
96
Wealthminder
score

Charles Buckley (CRD# 1752633) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 29 years of experience in the finance industry. Charles Buckley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael P. Reich
CRD#: 6657679
105 Wind Haven Drive, Nicholasville, KY 40356
90
Wealthminder
score

Michael Reich (CRD# 6657679) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has 1 year of experience in the finance industry.

3
Christopher B. Edney
CRD#: 4933070
105 Wind Haven Drive, Nicholasville, KY 40356
81
Wealthminder
score

Christopher Edney (CRD# 4933070) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 11 years of experience in the finance industry.

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