Spectrum Financial Alliance, Ltd., LLC

Spectrum Financial Alliance, Ltd., LLC (CRD# 125147) is a financial advisory firm headquartered in Nicholasville, KY. They manage $260,478,151 in 1,350 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    260
    MILLION
  • Total Number of Accounts
    1,350
    ACCOUNTS
  • Average Account Value
    $192,947
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, GA, IL, IN, KY, LA, OH, SC, TN, TX, VA

Financial Advisors at Spectrum Financial Alliance, Ltd., LLC
Showing 1 - 3 of 3 top financial advisors.
1
Charles K. Buckley
CRD#: 1752633
105 Wind Haven Drive, Nicholasville, KY 40356

Charles Buckley (CRD# 1752633) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 34 years of experience in the finance industry. Charles Buckley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jacob K. Buckley
CRD#: 6929995
105 Wind Haven Drive, Nicholasville, KY 40356

Jacob Buckley (CRD# 6929995) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 3 years of experience in the finance industry.

3
Eric P. White
CRD#: 4797829
105 Wind Haven Drive, Nicholasville, KY 40356

Eric White (CRD# 4797829) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 17 years of experience in the finance industry.

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