Swales Financial LLC

Swales Financial LLC (CRD# 309033) is a financial advisory firm headquartered in , . They manage $4,395,859 in 28 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
http://www.swalesfinancial.com
By the Numbers
  • Total Assets Under Management
    4
    MILLION
  • Total Number of Accounts
    28
    ACCOUNTS
  • Average Account Value
    $156,995
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CO

Financial Advisors at Swales Financial LLC
Showing 1 - 1 of 1 top financial advisors.
1
Christopher Swales, financial advisor Erie CO
Christopher P. Swales
CRD#: 5023622
Erie, CO

Christopher Swales (CRD# 5023622) is an Investment Advisor Representative working at Swales Financial LLC in Erie, CO and has over 18 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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