Thoroughbred Financial Services, LLC

Thoroughbred Financial Services, LLC (CRD# 47893) is a financial advisory firm headquartered in Brentwood, TN. They manage $2,926,834,220 in 5,944 accounts and serve the financial needs of clients across 22 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,927
    MILLION
  • Total Number of Accounts
    5,944
    ACCOUNTS
  • Average Account Value
    $492,401
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MD, MS, NC, OH, OK, PA, SC, TN, TX, VA, WA

Financial Advisors at Thoroughbred Financial Services, LLC
Showing 1 - 10 of 31 top financial advisors.
1
Michael F. Allan
CRD#: 3051
7 Security Drive, Jackson, TN 38305

Michael Allan (CRD# 3051) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Jackson, TN and has over 38 years of experience in the finance industry.

2
Graham M. Allen
CRD#: 1561850
5110 Maryland Way, Suite 300, Brentwood, TN 37027

Graham Allen (CRD# 1561850) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 35 years of experience in the finance industry.

3
John S. Atkins
CRD#: 709695
5110 Maryland Way, Suite 300, Brentwood, TN 37027

John Atkins (CRD# 709695) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 41 years of experience in the finance industry.

4
John M. Fussell
CRD#: 2742780
5110 Maryland Way, Suite 300, Brentwood, TN 37027

John Fussell (CRD# 2742780) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 26 years of experience in the finance industry.

5
Michael E. Goldston
CRD#: 867394
5110 Maryland Way, Suite 300, Brentwood, TN 37027

Michael Goldston (CRD# 867394) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 36 years of experience in the finance industry.

6
Heather O. Hale
CRD#: 4470449
5110 Maryland Way, Suite 300, Brentwood, TN 37027

Heather Hale (CRD# 4470449) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 20 years of experience in the finance industry. Heather Hale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Lawrence R. Hartley
CRD#: 1235172
5110 Maryland Way, Suite 300, Brentwood, TN 37027

Lawrence Hartley (CRD# 1235172) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 38 years of experience in the finance industry.

8
Jack C. Herndon
CRD#: 1286530
5110 Maryland Way, Suite 300, Brentwood, TN 37027

Jack Herndon (CRD# 1286530) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 37 years of experience in the finance industry.

9
Daniel J. Kelly
CRD#: 2378762
7 Security Drive, Jackson, TN 38305

Daniel Kelly (CRD# 2378762) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Jackson, TN and has over 28 years of experience in the finance industry.

10
Carl V. Lee
CRD#: 709707
7 Security Drive, Jackson, TN 38305

Carl Lee (CRD# 709707) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Jackson, TN and has over 20 years of experience in the finance industry.

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