Transglobal Advisory, LLC

Transglobal Advisory, LLC (CRD# 168709) is a financial advisory firm headquartered in Monrovia, CA. They manage $5,500,000 in 17 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    6
    MILLION
  • Total Number of Accounts
    17
    ACCOUNTS
  • Average Account Value
    $323,529
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, NJ, NY, OH

Financial Advisors at Transglobal Advisory, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Pay-min I. Chang
CRD#: 2299701
185 W Chestnut Ave, Monrovia, CA 91016
96
Wealthminder
score

Pay-min Chang (CRD# 2299701) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 25 years of experience in the finance industry. Pay-min Chang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Franklin M. Hsu
CRD#: 5052968
185 W Chestnut Ave, Monrovia, CA 91016
96
Wealthminder
score

Franklin Hsu (CRD# 5052968) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 12 years of experience in the finance industry. Franklin Hsu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Philip C. Hu
CRD#: 2576527
52 Bridge Street Suite B, Metuchen, NJ 08840
96
Wealthminder
score

Philip Hu (CRD# 2576527) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Metuchen, NJ and has over 23 years of experience in the finance industry. Philip Hu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Shiou-ing D. Liou
CRD#: 4436524
185 W Chestnut Ave, Monrovia, CA 91016
96
Wealthminder
score

Shiou-ing Liou (CRD# 4436524) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 16 years of experience in the finance industry. Shiou-ing Liou has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael H. Fang
CRD#: 2679747
185 W Chestnut Ave, Monrovia, CA 91016
93
Wealthminder
score

Michael Fang (CRD# 2679747) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 22 years of experience in the finance industry.

6
Susan Jen
CRD#: 3124578
185 W Chestnut Ave, Monrovia, CA 91016
93
Wealthminder
score

Susan Jen (CRD# 3124578) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 19 years of experience in the finance industry.

7
Lilian L. Luk
CRD#: 4689900
185 W Chestnut Ave, Monrovia, CA 91016
93
Wealthminder
score

Lilian Luk (CRD# 4689900) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 12 years of experience in the finance industry.

8
Xiaomei Zhang
CRD#: 6769596
185 W Chestnut Ave, Monrovia, CA 91016
88
Wealthminder
score

Xiaomei Zhang (CRD# 6769596) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has 1 year of experience in the finance industry.

9
Yihang Cui
CRD#: 6808433
185 W Chestnut Ave, Monrovia, CA 91016
87
Wealthminder
score

Yihang Cui (CRD# 6808433) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has 1 year of experience in the finance industry.

10
Steven Fan
CRD#: 4039972
3452 East Foothill Boulevard, Suite 1040, Pasadena, CA 91107
73
Wealthminder
score

Steven Fan (CRD# 4039972) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Pasadena, CA and has over 16 years of experience in the finance industry.

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