Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 51 - 60 of 9,910 top financial advisors.
51
Daniel R. Adams Jr
CRD#: 5962487
2 Union Plaza, New London, CT 06320

Daniel Adams Jr (CRD# 5962487) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 7 years of experience in the finance industry.

52
Lena N. Adams-Winkel
CRD#: 3169753
1700 South 10th Street, Paseo Plaza Shopping Center, Mcallen, TX 78503

Lena Adams-Winkel (CRD# 3169753) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mcallen, TX and has over 21 years of experience in the finance industry.

53
Jonathan A. Adamsky
CRD#: 2933918
Armonk, NY

Jonathan Adamsky (CRD# 2933918) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Armonk, NY and has over 22 years of experience in the finance industry.

54
Bryan C. Adamson
CRD#: 4397919
5515 Utica Ridge Road, Davenport, IA 52807

Bryan Adamson (CRD# 4397919) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Davenport, IA and has over 18 years of experience in the finance industry.

55
Seth L. Adamson
CRD#: 6690104
The Towers At Kenwood, 8044 Montgomery Road, Ste. 100w, Cincinnati, OH 45236

Seth Adamson (CRD# 6690104) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 3 years of experience in the finance industry.

56
Mark A. Addessi
CRD#: 1093993
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019

Mark Addessi (CRD# 1093993) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 37 years of experience in the finance industry.

57
Stephen J. Adeletti
CRD#: 1619222
2 Union Plaza, New London, CT 06320

Stephen Adeletti (CRD# 1619222) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 33 years of experience in the finance industry.

58
Nikolas Adell
CRD#: 2779047
131 South Rodeo Drive, Suite 300, Beverly Hills, CA 90212

Nikolas Adell (CRD# 2779047) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Beverly Hills, CA and has over 21 years of experience in the finance industry.

59
John H. Adelman
CRD#: 1526309
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019

John Adelman (CRD# 1526309) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 25 years of experience in the finance industry.

60
John M. Aderholdt
CRD#: 1673532
Signature Place At Gre, 3200 Northline Avenue, Ste 100, Greensboro, NC 27408

John Aderholdt (CRD# 1673532) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Greensboro, NC and has over 32 years of experience in the finance industry.

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