Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $702,387,082,915 in 1,093,486 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    702,387
    MILLION
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 131 - 140 of 9,217 top financial advisors.
131
Christopher C. Amo
CRD#: 726262
299 Park Ave, 26th Floor, New York, NY 10171

Christopher Amo (CRD# 726262) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 41 years of experience in the finance industry.

132
Christine J. Amores
CRD#: 5358548
Lincoln Harbor, 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086

Christine Amores (CRD# 5358548) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 15 years of experience in the finance industry.

133
Darin W. Amundson
CRD#: 4397639
4150 S Second St Su 500, Saint Cloud, MN 56301

Darin Amundson (CRD# 4397639) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Saint Cloud, MN and has over 22 years of experience in the finance industry.

134
Douglas H. Amyett
CRD#: 2436386
8701 Bedford Euless Road, Hurst, TX 76086

Douglas Amyett (CRD# 2436386) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Hurst, TX and has over 30 years of experience in the finance industry.

135
Leonard J. Anable
CRD#: 707104
200 Clock Tower Place, Suite C-100, Carmel, CA 93923

Leonard Anable (CRD# 707104) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Carmel, CA and has over 40 years of experience in the finance industry.

136
Andrea H. Anderson
CRD#: 2785857
600 Washington Blvd 9th Floor, Stamford, CT 06901

Andrea Anderson (CRD# 2785857) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Stamford, CT and has over 15 years of experience in the finance industry.

137
Brent A. Anderson
CRD#: 1431143
80 South 8th Street, Suite 2900, Minneapolis, MN 55402

Brent Anderson (CRD# 1431143) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Minneapolis, MN and has over 36 years of experience in the finance industry.

138
Charles W. Anderson
CRD#: 4876
7272 Wisconsin Avenue 23rd Floor, Bethesda, MD 20814

Charles Anderson (CRD# 4876) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bethesda, MD and has over 44 years of experience in the finance industry.

139
Charles M. Anderson
CRD#: 6066001
7272 Wisconsin Avenue 23rd Floor, Bethesda, MD 20814

Charles Anderson (CRD# 6066001) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bethesda, MD and has over 8 years of experience in the finance industry.

140
Deidre A. Anderson
CRD#: 2209449
4400 Post Oak Parkway, Houston, TX 77027

Deidre Anderson (CRD# 2209449) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 30 years of experience in the finance industry.

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