Adam Leon, financial advisor San Francisco CA

Adam Leon

CRD Number: 6742547
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Adam Leon (CRD# 6742547) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, CA and has over 3 years of experience in the finance industry.

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Wealth & Tax Planners
Company Name Location Dates Years
Bank Of America, N.a. San Francisco, CA Dec 2019 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco, CA Aug 2019 - Current 1
Jpmorgan Chase Bank, Na Discovery Bay, CA Oct 2017 - Aug 2019 1
Jp Morgan Securities LLC San Francisco, CA Dec 2016 - Aug 2019 2
Jp Morgan Chase Bank San Francisco, CA Dec 2016 - Oct 2017 < 1
Bank Of America Antioch, CA Dec 2014 - Dec 2016 2
The Men's Wearhouse Antioch, CA Apr 2014 - Jan 2015 < 1
Unemployed Oakley, CA Feb 2013 - Apr 2014 1
Bryant Transmission Center San Francisco, CA Jul 2012 - Feb 2013 < 1
Cal Bay Express Dublin, CA Mar 2012 - Jun 2012 < 1
Unemployed Oakley, CA Feb 2012 - Mar 2012 < 1
Us Army Lawton, OK Jan 2012 - Feb 2012 < 1
Unemployed Oakley, CA Sep 2011 - Jan 2012 < 1
Tilly's Brentwood, CA Jun 2011 - Sep 2011 < 1
Antioch High School Antioch, CA Sep 2007 - Jun 2011 3
Safeway Antioch, CA Jan 2011 - Apr 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2017
S66 NASAA Uniform Combined State Law Examination Dec 2019
Contact Info for Adam Leon
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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