Bruce Lee (CRD# 1464745) is an Investment Advisor Representative working at Keebeck Wealth Management LLC in Chicago, IL and has over 37 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Keebeck Wealth Management LLC | Chicago, IL | Jun 2018 - Current | 5 |
| Bank Of America, N.a. | Chicago, FL | Dec 2011 - May 2018 | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicage, IL | Oct 2011 - May 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1986 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management1,623MILLIONS
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Total Number of Accounts814ACCOUNTS
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Average Account Value$1,993,982
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
AZ, FL, IL, KS, MI, NC, NE, OH, TX, WI
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