Daniel BaldwinCRD Number: 6277547
Current Firm: Mml Investors Services, LLC
Daniel Baldwin (CRD# 6277547) is an Investment Advisor Representative working at Mml Investors Services, LLC in Indianapolis, IN and has over 7 years of experience in the finance industry. Daniel Baldwin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Massmutual Life Insurance Co||Phoenix, AZ||Oct 2021 - Current||< 1|
|Mml Investors Services, LLC||Phoenix, AZ||Oct 2015 - Current||6|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Mar 2015 - Oct 2021||6|
|Mml Strategic Distributors LLC||Phoenix, AZ||Oct 2015 - Apr 2019||3|
|Axa Advisors, LLC||New York, NY||May 2014 - Mar 2015||< 1|
|Northern Arizona University||Flagstaff, AZ||Aug 2013 - May 2014||< 1|
|Northern Arizona University||Flagstaff, AZ||Aug 2012 - May 2014||1|
|Rio Salado College||Tempe, AZ||May 2012 - Aug 2012||< 1|
|County College Of Morris||Randolph, NJ||Jun 2010 - May 2012||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2014|
|S65||NASAA Investment Advisors Law Examination||Jun 2019|
Total Assets Under Management49,002MILLIONS
Total Number of Accounts252,369ACCOUNTS
Average Account Value$194,169
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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