Daniel CaputaCRD Number: 6441119
Current Firm: Stifel, Nicolaus & Company, Incorporated
Daniel Caputa (CRD# 6441119) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Saint Louis, MO and has over 4 years of experience in the finance industry.
Cutter & Company, Inc.
Moneta Group Investment Advisors, LLC
|Stifel Financial Corp||St. Louis, MO||Jan 2017 - Current||5|
|Wells Fargo Advisors||St. Louis, MO||Nov 2014 - Dec 2016||2|
|Webster University||Webster Groves, MO||Aug 2014 - Jul 2015||< 1|
|The Booksource||St. Louis, MO||Jun 2010 - Oct 2014||4|
|Missouri State University||Springfield, MO||Aug 2010 - May 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2017|
Total Assets Under Management117,820MILLIONS
Total Number of Accounts279,563ACCOUNTS
Average Account Value$421,444
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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