Dennis Wakely, financial advisor Bridgewater NJ
81 score

Dennis Wakely

CRD Number: 3175008
Current Firm: Charles Schwab & Company, Inc.

Dennis Wakely (CRD# 3175008) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Bridgewater, NJ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Bridgewater, NJ Jan 2017 - Current 1
Charles Schwab & Company, Inc. Bridgewater, NJ Jan 2017 - Current 1
Packerland Brokerage Services Green Bay, WI Aug 2015 - Dec 2016 1
American United Life Phillysburg, NJ Mar 2014 - Aug 2015 1
Oneamerica Securities Phillysburg, NJ Mar 2014 - Aug 2015 1
National Planning Corporation Stewartsville, NJ Dec 2003 - Mar 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Dennis J. Wakely
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
81

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