John DawsonCRD Number: 3126719
Current Firm: Lpl Financial LLC
John Dawson (CRD# 3126719) is an Investment Advisor Representative working at Lpl Financial LLC in Kitty Hawk, NC and has over 19 years of experience in the finance industry.
Lincoln Financial Securities Corporation
|Lpl Financial, LLC||Aydlett, NC||Jul 2011 - Current||6|
|East Carolina Bank||Aydlett, NC||Apr 2010 - Aug 2013||3|
|Uvest Financial Services Group, Inc.||Charlotte, NC||Aug 2004 - Jul 2011||6|
|Gateway Investment Services, Inc.||Nags Head, NC||Aug 2004 - Apr 2010||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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