John Hogin (CRD# 1872422) is an Investment Advisor Representative working at Independent Financial Group, LLC in Hays, KS and has over 21 years of experience in the finance industry.
CRD# 4263844
H.d. Vest Advisory Services, Inc.
Score
96
CRD# 4055316
H.d. Vest Advisory Services, Inc.
Score
83
CRD# 5654495
Ameriprise Financial Services, Inc.
Score
93
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group | San Diego, CA | Aug 2010 - Current | 7 |
| Main Street Advisors, LLC | Hays, KS | Aug 2008 - Current | 9 |
| Hogin Financial And Insurance Services, Inc.(dba) | Turlock, CA | May 2002 - Current | 15 |
| National Planning Corporation | Santa Monica, CA | Nov 2009 - Aug 2010 | < 1 |
| Main Street Securities LLC | Hays, KS | Jun 2005 - Nov 2009 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1996 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- CA
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Total Assets Under Management2,106MILLIONS
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Total Number of Accounts10,516ACCOUNTS
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Average Account Value$200,223
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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