Karl KimeCRD Number: 5988245
Current Firm: Simmons First Investment Group, Inc.
Karl Kime (CRD# 5988245) is an Investment Advisor Representative working at Simmons First Investment Group, Inc. in Springfield, MO and has over 6 years of experience in the finance industry.
Resources Investment Advisors
Ledgestone Capital Management, LLC
Cetera Investment Advisers LLC
|Simmons First Investment Group, Inc.||Little Rock, AR||Jul 2015 - Current||2|
|Various Insurance Carriers For W&r Insurance Agencies Inc.||Springfield, MO||Jun 2013 - Jul 2015||2|
|Waddell & Reed Inc.||Springfield, MO||Jun 2013 - Jul 2015||2|
|Business Networking International||Kirkwood, MO||Oct 2013 - Mar 2015||1|
|Wells Fargo Advisors||Springfield, MO||Oct 2011 - Jun 2013||1|
|Extended Travel; Self Employed||Springfield, MO||May 2011 - Sep 2011||< 1|
|Domesticaide, Inc.||Springfield, MO||May 2002 - Apr 2011||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management119MILLIONS
Total Number of Accounts600ACCOUNTS
Average Account Value$197,621
- A percentage of assets under your management
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