Kathleen Cavataio
CRD Number: 6294822Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Kathleen Cavataio (CRD# 6294822) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Sewickley, PA and has over 9 years of experience in the finance industry.
CRD# 3221992
Cetera Investment Advisers LLC
CRD# 1549189
Centauri Advisory Group, Inc.
CRD# 1498908
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh, PA | Jul 2017 - Current | 6 |
| Pnc Bank | Pittsburgh, PA | Jul 2016 - Jul 2017 | 1 |
| Pnc Investments | Mcmurray, PA | Sep 2014 - Jul 2016 | 1 |
| Pnc Bank | Mcmurray, PA | Sep 2014 - Jul 2016 | 1 |
| Pnc Bank | Pittsburgh, PA | Jan 2014 - Sep 2014 | < 1 |
| Pnc Investments | Pittsburgh, PA | Jan 2014 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2014 |
- PA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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