Kevin CastleCRD Number: 720568
Current Firm: Principal Securities, Inc.
Kevin Castle (CRD# 720568) is an Investment Advisor Representative working at Principal Securities, Inc. in Iowa City, IA and has over 38 years of experience in the finance industry.
Cedar Point Capital Partners, LLC
Lpl Financial LLC
Ameriprise Financial Services, LLC
|Castle Financial Services Inc.||Iowa City, IA||Apr 2004 - Current||18|
|Principal Life Insurance Company||Iowa City, IA||Jul 1998 - Current||24|
|Principal Securities Inc.||Iowa City, IA||Jul 1983 - Current||39|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1983|
|S65||NASAA Investment Advisors Law Examination||May 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management11,439MILLIONS
Total Number of Accounts44,544ACCOUNTS
Average Account Value$256,795
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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