Laurie Ellis-Mcleod, financial advisor Madison WI
93 score

Laurie Ellis-Mcleod

CRD Number: 6044180
Current Firm: International Assets Investment Management, LLC

Laurie Ellis-Mcleod (CRD# 6044180) is an Investment Advisor Representative working at International Assets Investment Management, LLC in Madison, WI and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
International Assets Advisory, LLC Madison, WI Jan 2018 - Current < 1
H. Beck, Inc. Bethesda, MD Aug 2016 - Dec 2017 1
Investors Capital Corporation Lynnfield, MA Sep 2015 - Aug 2016 < 1
Parkland Securities LLC Ann Arbor, MI Mar 2015 - Sep 2015 < 1
Spc Ann Arbor, MI Mar 2015 - Sep 2015 < 1
Securities Management & Research,inc. Marion, IA Dec 2013 - Mar 2015 1
Bfc Planning Marion, IA Dec 2013 - Mar 2015 1
Juvenile Diabetes Research Foundation Madison, WI Aug 2010 - Aug 2014 4
Various Insurance Carriers For W&r Insurance Agencies Middleton, WI Jun 2012 - Dec 2013 1
Waddell & Reed, Inc. Madison, WI Apr 2012 - Dec 2013 1
Sherpa Matrix Middleton, WI Jun 2010 - May 2012 1
Qti, Inc. Madison, WI Jul 2011 - Mar 2012 < 1
Middleton Public Library Middleton, WI Feb 2011 - Jul 2011 < 1
Unemployed Middelton, WI Jan 2007 - Aug 2010 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Nov 2012
Contact Info for Laurie A. Ellis-Mcleod
Phone Number: 407-254-1516
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    396
    MILLIONS
  • Total Number of Accounts
    2,393
    ACCOUNTS
  • Average Account Value
    $165,642
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AZ, CA, CT, DC, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, ND, NJ, NM, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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