Luis RomanoCRD Number: 5986383
Current Firm: M&t Securities, Inc.
Luis Romano (CRD# 5986383) is an Investment Advisor Representative working at M&t Securities, Inc. in Utica, NY and has over 6 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Cadaret Grant & Co Inc.
M. Griffith Investment Services, Inc.
|M&t Securites||Utica, NY||Dec 2015 - Current||2|
|Axa Advisors, LLC||New York, NY||Aug 2013 - Dec 2015||2|
|Lpl Financial LLC||Charlotte, NC||Mar 2013 - Aug 2013||< 1|
|First Niagara Bank||Auburn, NY||Mar 2013 - Aug 2013||< 1|
|J.p. Morgan Securities LLC||Syracuse, NY||Oct 2012 - Mar 2013||< 1|
|Jp Morgan Chase Bank||Mission, TX||Jan 2011 - Mar 2013||2|
|Chase Investment Services Corp||Mission, TX||Oct 2011 - Oct 2012||1|
|Radioshack||Mcallen, TX||Jun 2010 - Dec 2010||< 1|
|Heb Mobile||Mcallen, TX||Oct 2008 - May 2010||1|
|It24 LLC||Houston, TX||Sep 2007 - Oct 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S65||NASAA Investment Advisors Law Examination||Oct 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
AZ, CA, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, OH, TN, TX, VA, WV
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