Michael Chong, financial advisor Napa CA
96 score

Michael Chong

CRD Number: 5475970
Current Firm: Waddell & Reed

Michael Chong (CRD# 5475970) is an Investment Advisor Representative working at Waddell & Reed in Napa, CA and has over 10 years of experience in the finance industry. Michael Chong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Big King Inc. Walnut Creek, CA Jan 2018 - Current < 1
Diablo Divorce Walnut Creek, CA Dec 2016 - Current 1
Ameritas Life Insurance/union Central Lincoln, NE Dec 2016 - Current 1
Monument Impact Concord, CA Jul 2015 - Current 2
Various Insurance Carriers For W&r Insurance Agencies, Inc. Pleasant Hill, CA Feb 2008 - Current 10
Waddell & Reed, Inc. Napa, CA Jan 2008 - Current 10
Michael Chong Pleasant Hill, CA Sep 2014 - Feb 2016 1
International Christian Fellowship Walnut Creek, CA Aug 2009 - Sep 2014 5
Michael Chavez Center/monument Community Partnership Concord, CA Jun 2011 - Sep 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2008
Contact Info for Michael S. Chong
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • CO
  • FL
  • IL
  • MT
  • VA
  • WA
  • NJ
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    19,057
    MILLIONS
  • Total Number of Accounts
    153,035
    ACCOUNTS
  • Average Account Value
    $124,526
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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