Michael Gorak, financial advisor Pasadena CA
71 score

Michael Gorak

CRD Number: 4571631
Current Firm: Western International Securities

Michael Gorak (CRD# 4571631) is an Investment Advisor Representative working at Western International Securities in Pasadena, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA Jul 2017 - Current < 1
Sabbatical Los Angeles, CA Jan 2017 - Jul 2017 < 1
Western International Securities, Inc. Pasadena, CA Jan 2015 - Dec 2016 1
Centaurus Financial, Inc. Anaheim, CA Mar 2013 - Jan 2015 1
Unemployed Malibu, CA May 2012 - Mar 2013 < 1
City National Securities, Inc. Beverly Hills, CA Jul 2011 - Apr 2012 < 1
Unemployed Malibu, CA Jan 2011 - Jul 2011 < 1
Centaurus Financial, Inc. Anaheim, CA Jun 2007 - Dec 2010 3
Michael E. Mccready LLP Beverly Hills, CA Mar 2005 - Aug 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael P. Gorak
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • CA
  • WI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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