Michael RocheCRD Number: 4376593
Current Firm: Charles Schwab & Company, Inc.
Michael Roche (CRD# 4376593) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Jersey City, NJ and has over 21 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|Charles Schwab & Company, Inc.||Jersey City, NJ||Dec 2022 - Current||< 1|
|E*trade Securities LLC||Jersey City, NJ||Aug 2019 - Dec 2022||3|
|E*trade Capital Management, LLC||Jersey City, NJ||Aug 2019 - Dec 2022||3|
|Bank Of America||Hazlet, NJ||May 2019 - Aug 2019||< 1|
|Unemployed||Aberdeen, NJ||Feb 2019 - May 2019||< 1|
|Edward Jones||St.louis, MO||Dec 2018 - Feb 2019||< 1|
|Unemployed||Aberdeen, NJ||Jun 2017 - Dec 2018||1|
|Ftn Financial Capital Markets||New York, NY||Jan 2005 - Jun 2017||12|
|Ftn Financial Securities Corp.||New York, NY||Jan 2005 - Jun 2017||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2001|
|S66||NASAA Uniform Combined State Law Examination||Jan 2019|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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