Michael RocheCRD Number: 4376593
Current Firm: E*trade Capital Management, LLC
Michael Roche (CRD# 4376593) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Jersey City, NJ and has over 21 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|E*trade Securities LLC||Jersey City, NJ||Aug 2019 - Current||3|
|E*trade Capital Management, LLC||Jersey City, NJ||Aug 2019 - Current||3|
|Bank Of America||Hazlet, NJ||May 2019 - Aug 2019||< 1|
|Edward Jones||St.louis, MO||Dec 2018 - Feb 2019||< 1|
|Unemployed||Aberdeen, NJ||Jun 2017 - Dec 2018||1|
|Ftn Financial Capital Markets||New York, NY||Jan 2005 - Jun 2017||12|
|Ftn Financial Securities Corp.||New York, NY||Jan 2005 - Jun 2017||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2001|
|S66||NASAA Uniform Combined State Law Examination||Jan 2019|
Total Assets Under Management12,223MILLIONS
Total Number of Accounts96,990ACCOUNTS
Average Account Value$126,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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