Michael Roche, financial advisor Jersey City NJ

Michael Roche

CRD Number: 4376593
Current Firm: Charles Schwab & Company, Inc.

Michael Roche (CRD# 4376593) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Jersey City, NJ and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Jersey City, NJ Dec 2022 - Current < 1
E*trade Securities LLC Jersey City, NJ Aug 2019 - Dec 2022 3
E*trade Capital Management, LLC Jersey City, NJ Aug 2019 - Dec 2022 3
Bank Of America Hazlet, NJ May 2019 - Aug 2019 < 1
Unemployed Aberdeen, NJ Feb 2019 - May 2019 < 1
Edward Jones St.louis, MO Dec 2018 - Feb 2019 < 1
Unemployed Aberdeen, NJ Jun 2017 - Dec 2018 1
Ftn Financial Capital Markets New York, NY Jan 2005 - Jun 2017 12
Ftn Financial Securities Corp. New York, NY Jan 2005 - Jun 2017 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2001
S66 NASAA Uniform Combined State Law Examination Jan 2019
Contact Info for Michael Roche
Phone Number: 415-667-7000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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