Nelson Kelly, financial advisor Winston Salem NC
76 score

Nelson Kelly

CRD Number: 1795855
Current Firm: Oppenheimer & Company Inc.

Nelson Kelly (CRD# 1795855) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Winston Salem, NC and has over 28 years of experience in the finance industry.

Similar Advisors
Ryan Glover, financial advisor Winston Salem NC
Ryan Glover
CRD# 4505233
Tarheel Advisors, LLC
Score
103
Similar Advisors
Robert Russell, financial advisor Winston Salem NC
Robert G. Russell
CRD# 2614704
Nfp Advisor Services, LLC
Score
103
Similar Advisors
Al Seymour, financial advisor Winston Salem NC
Al Seymour
CRD# 2372093
Ameriprise Financial Services, Inc.
Score
101
Professional Designations
Company Name Location Dates Years
Oppenheimer & Company Inc. Winston-salem, NC Jul 2017 - Current < 1
Suntrust Advisory Services Atlanta, GA Aug 2016 - Jul 2017 < 1
Suntrust Investment Services, Inc. Atlanta, GA Feb 2012 - Jul 2017 5
First Citizens Investor Services Raleigh, NC Aug 2011 - Feb 2012 < 1
Purshe Kaplan Sterling Investments Albany, NY Dec 2010 - Jul 2011 < 1
Winthrop Capital Management Raleigh, NC Mar 2011 - Jun 2011 < 1
Family Office Group LLC Raleigh, NC Nov 2010 - Mar 2011 < 1
Wells Fargo Raleigh, NC Oct 2003 - Nov 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Dec 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nelson M. Kelly
Phone Number: 212-668-8000
Firm Website: http://www.opco.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    9,642
    MILLIONS
  • Total Number of Accounts
    20,229
    ACCOUNTS
  • Average Account Value
    $476,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nelson Kelly and other advisors.
BADGES
76

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.