Nicholas Sullivan, financial advisor Saint Paul MN
93 score

Nicholas Sullivan

CRD Number: 6151347
Current Firm: Prairieview Partners, LLC

Nicholas Sullivan (CRD# 6151347) is an Investment Advisor Representative working at Prairieview Partners, LLC in Saint Paul, MN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Prairieview Partners Minneapolis, MN Dec 2016 - Current 1
All Star Financial Minneapolis, MN Dec 2015 - Nov 2016 < 1
Vanguard Advisers Inc. Malvern, PA Aug 2014 - Nov 2015 1
The Vanguard Marketing Corporation Malvern, PA Jan 2013 - Nov 2015 2
Unemployed Philadelphia, PA Jun 2012 - Jan 2013 < 1
Siemens Healthcare Malvern, PA Jan 2012 - Jun 2012 < 1
Siemens Healthcare Hoffman Estates, IL Jul 2011 - Jan 2012 < 1
Student Book Store State College, PA Jan 2011 - Jun 2011 < 1
Penn State University University Park, PA Jan 2010 - Dec 2010 < 1
Johnson & Johnson Fort Washington, PA Jun 2009 - Jan 2010 < 1
Penn State University University Park, PA Sep 2006 - Jun 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2013
S65 NASAA Investment Advisors Law Examination Aug 2014
Contact Info for Nicholas T. Sullivan
Phone Number: 651-233-1100
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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