Patrick Maj, financial advisor Henderson NV
96 score

Patrick Maj

CRD Number: 5558276
Current Firm: Charles Schwab & Company, Inc.

Patrick Maj (CRD# 5558276) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Henderson, NV and has over 9 years of experience in the finance industry. Patrick Maj has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab Bank Henderson, NV Jul 2017 - Current < 1
Charles Schwab & Company, Inc. Henderson, NV Jul 2017 - Current < 1
Jpmorgan Securities LLC Las Vegas, NV Oct 2016 - Jul 2017 < 1
Arista Wealth Management, LLC Las Vegas, NV Jul 2016 - Sep 2016 < 1
Bank Of America, N.a. Las Vegas, NV Oct 2015 - Jul 2016 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas, NV Oct 2015 - Jul 2016 < 1
Tdameritrade, Inc. Las Vegas, NV Aug 2015 - Sep 2015 < 1
Charles Schwab Bank Las Vegas, NV Jan 2015 - Jul 2015 < 1
Charles Schwab & Co, Inc. Las Vegas, NV Jun 2008 - Jul 2015 7
Charles Schwab Bank Englewood, CO May 2011 - Dec 2013 2
Unemployed Denver, CO Mar 2008 - Jun 2008 < 1
Capital Group American Funds Irvine, CA Aug 2006 - Mar 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Patrick Maj
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NV
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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