Ricky WallaceCRD Number: 6257351
Current Firm: Charles Schwab & Company, Inc.
Ricky Wallace (CRD# 6257351) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Paramus, NJ and has over 3 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Charles Schwab & Company, Inc.||Paramus, NJ||Jul 2015 - Current||2|
|Charles Schwab Bank||Paramus, NJ||Jul 2015 - Current||2|
|Bank Of America, N.a.||Pennington, NJ||Jul 2014 - Jul 2015||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pennington, NJ||Apr 2014 - Jul 2015||1|
|New York Life Insurance||New York, NY||Oct 2013 - Apr 2014||< 1|
|Unemployed||Weehawken, NJ||May 2013 - Sep 2013||< 1|
|Hunter Hollis||Charlotte, NJ||Sep 2012 - May 2013||< 1|
|Hb&m Sports||Charlotte, NC||Apr 2012 - Aug 2012||< 1|
|Santander Consumer Usa||Fort Mill, SC||Jul 2008 - May 2012||3|
|Winthrop University||Rock Hill, SC||Aug 2005 - Dec 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
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