Scott Sylvainus, financial advisor Bethlehem PA
61 score

Scott Sylvainus

CRD Number: 6071696
Current Firm: Mutual Of Omaha Investor Services, Inc.

Scott Sylvainus (CRD# 6071696) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Bethlehem, PA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Of Omaha Investor Services, Inc. Omaha, NE Jun 2012 - Current 5
Mutual Of Omaha Bethlehem, PA Jul 2011 - Current 6
Upper Nazareth Twp Nazareth, PA Nov 2005 - Current 12
Appstar Financial San Diego, CA Jul 2009 - Jun 2011 1
American Ind. Mortgage Easton, PA Apr 2000 - Jul 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2012
S65 NASAA Investment Advisors Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Scott E. Sylvainus
Phone Number: 402-351-5770
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
61

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