Sophie Abrams, financial advisor Sherman Oaks CA

Sophie Abrams

CRD Number: 7284890
Current Firm: Ubs Financial Services Inc.

Sophie Abrams (CRD# 7284890) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Sherman Oaks, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Encino, CA Aug 2020 - Current 1
Self Employed Hidden Hills, CA May 2014 - Current 8
Unemployed Calabasas, CA Jul 2010 - May 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Sophie R. Abrams
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    692,292
    MILLIONS
  • Total Number of Accounts
    1,073,865
    ACCOUNTS
  • Average Account Value
    $644,673
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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