Thea LewisCRD Number: 3123685
Current Firm: Charles Schwab & Company, Inc.
Thea Lewis (CRD# 3123685) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Newport Beach, CA and has over 19 years of experience in the finance industry. Thea Lewis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Charles Schwab & Company, Inc.||Newport Beach, CA||Aug 2017 - Current||< 1|
|Charles Schwab Bank||Newport Beach, CA||Aug 2017 - Current||< 1|
|Unemployed||Newport Beach, CA||Feb 2017 - Jul 2017||< 1|
|American Funds||Irvine, CA||Jun 2014 - Jan 2017||2|
|Sierra Investment Management||Santa Monica, CA||Apr 2012 - May 2014||2|
|Unemployed||Redondo Beach, CA||Feb 2012 - Mar 2012||< 1|
|Penniall & Associates, Inc.||Pasadena, CA||Aug 2010 - Feb 2012||1|
|Executive Assistants Network, Inc.||Los Angeles, CA||Jun 2010 - Jul 2010||< 1|
|Griffin Pensions||Los Angeles, CA||Dec 2009 - Jul 2010||< 1|
|Homemaker||Redondo Beach, CA||Jan 2008 - Dec 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2014|
|S65||NASAA Investment Advisors Law Examination||Nov 1998|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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