Tracy Anton, financial advisor Livonia MI
93 score

Tracy Anton

CRD Number: 3178051
Current Firm: Concorde Asset Management, LLC

Tracy Anton (CRD# 3178051) is an Investment Advisor Representative working at Concorde Asset Management, LLC in Livonia, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Concorde Asset Management, LLC Livonia, MI Sep 2017 - Current < 1
Concorde Investment Services, LLC Livonia, MI Sep 2017 - Current < 1
Arbor Point Advisors Chardon, OH Apr 2017 - Aug 2017 < 1
Securities America Inc. La Vista, NE Aug 2014 - Aug 2017 3
Securities America Advisors La Vista, NE Aug 2014 - Aug 2017 3
Pnc Investments Cleveland, OH Feb 2011 - Aug 2014 3
Pnc Bank Cleveland, OH Feb 2011 - Aug 2014 3
Lpl Financial Solon, OH Oct 2010 - Feb 2011 < 1
J.p. Morgan Securities Inc. Cleveland, OH Dec 2009 - Sep 2010 < 1
Jpmorgan Chase Bank Cleveland, OH Nov 2009 - Sep 2010 < 1
National City Bank Cleveland, OH Dec 2008 - Oct 2009 < 1
Un-employed Chardon, OH Sep 2008 - Nov 2008 < 1
Janney Montgomery Scott LLC Cleveland, OH Sep 2006 - Aug 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2010
S65 NASAA Investment Advisors Law Examination Oct 2012
Contact Info for Tracy A. Anton
Phone Number: 248-824-6710
Registered State(s):
  • MI
  • OH
By the Numbers
  • Total Assets Under Management
    195
    MILLIONS
  • Total Number of Accounts
    1,729
    ACCOUNTS
  • Average Account Value
    $112,924
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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