Warren StraubCRD Number: 5927767
Current Firm: Charles Schwab & Company, Inc.
Warren Straub (CRD# 5927767) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Charlotte, NC and has over 6 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Charles Schwab & Company, Inc.||Greensboro, NC||Apr 2015 - Current||3|
|Charles Schwab Bank||Greensboro, NC||Apr 2015 - Current||3|
|Wells Fargo Advisors, LLC||Burlington, SC||Oct 2013 - Apr 2015||1|
|Wells Fargo Bank Na||Burlington, SC||Oct 2013 - Apr 2015||1|
|Lincoln Investment Planning, Inc.||Albermale, NC||Jul 2011 - Aug 2013||2|
|Robinson & Assocaites||Albermale, NC||May 2011 - Jul 2011||< 1|
|East Carolina||Greenville, NC||Aug 2007 - May 2011||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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