William Hargett, financial advisor Brentwood TN
70 score

William Hargett

CRD Number: 6243009
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

William Hargett (CRD# 6243009) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brentwood, TN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Nashville, TN Mar 2017 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville, TN Nov 2016 - Current 1
Edward Jones St Louis, IN Sep 2013 - Nov 2016 3
Indiana University Bloomington, IN Sep 2012 - Sep 2013 1
Mike Pence For Indiana Governor Campaign Carmel, IN May 2012 - Aug 2012 < 1
Indiana University Bloomington, IN Sep 2011 - Apr 2012 < 1
Cared For Sick Relative Fishers, IN May 2011 - Sep 2011 < 1
Indiana University Bloomington, IN Sep 2010 - Apr 2011 < 1
Evansville Boy's And Girl's Club Evansville, IN May 2010 - Aug 2010 < 1
Indiana University Bloomington, IN Sep 2009 - Apr 2010 < 1
Evansville Department Of Parks And Recreation Evansville, IN May 2009 - Sep 2009 < 1
Evansville North High School Evansville, IN Aug 2005 - Jun 2009 3
Dodson And Schaefer Law Firm Evansville, IN Jan 2009 - Apr 2009 < 1
Unemployed Evansville, IN Sep 2008 - Dec 2008 < 1
Evansville Department Of Parks And Recreation Evansville, IN May 2008 - Aug 2008 < 1
Rounder's Pizza Evansville, IN Sep 2007 - Apr 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for William I. Hargett
Phone Number: 800-637-7455
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from William Hargett and other advisors.
BADGES
70

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