Gretchen Ricker, financial advisor Bakersfield CA
77 score

Gretchen Ricker

CRD Number: 6199483
Current Firm: Transamerica Financial Advisors, Inc.

Gretchen Ricker (CRD# 6199483) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Bakersfield, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Bakersfield, CA May 2013 - Current 3
World Financial Group Bakersfield, CA Mar 2012 - Current 4
Century 21 Hometown Reatly Atascadero, CA Jul 2012 - Jun 2016 3
Full Sail Books Atascadero, CA Jan 2010 - Dec 2014 4
San Luis Personnel Service San Luis Obispo, CA Jan 2013 - Jan 2013 < 1
Gretchen Ricker Real Estate Atascadero, CA May 2006 - Jul 2012 6
San Luis Personnel Service San Luis Obispo, CA Mar 2012 - Apr 2012 < 1
Pacific Gas And Electric Avila Beach, CA Feb 2012 - Apr 2012 < 1
Shoreline Awning And Patio Paso Robles, CA Nov 2011 - Mar 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2013
S65 NASAA Investment Advisors Law Examination Jan 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Gretchen Ricker
Phone Number: 727-299-1800
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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