Dawn Castaneda, financial advisor Bellevue WA
93 score

Dawn Castaneda

CRD Number: 3091868
Current Firm: Charles Schwab & Company, Inc.

Dawn Castaneda (CRD# 3091868) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Bellevue, WA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Bellevue, WA Apr 2011 - Current 5
Charles Schwab & Company, Inc. Bellevue, WA Apr 2011 - Current 5
Charles Schwab Bank Bellevue,, WA Apr 2011 - Oct 2015 4
Unemployed Colleyville, TX May 2010 - Apr 2011 < 1
Citigroup Global Markets Inc. Irving, TX May 2007 - May 2010 3
Citibank, N.a. Miami, FL Aug 2000 - Oct 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Jul 2003
Contact Info for Dawn M. Castaneda
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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