Mark Nelson, financial advisor Bellingham WA
74 score

Mark Nelson

CRD Number: 1100995
Current Firm: Waddell & Reed

Mark Nelson (CRD# 1100995) is an Investment Advisor Representative working at Waddell & Reed in Bellingham, WA and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Gop Trump For President County Chairman Deming, WA Apr 2016 - Current < 1
Waddell & Reed, Inc. Bellingham, WA Mar 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Deming, WA Mar 2015 - Current 1
Compound Jax Bellingham, WA Jan 2015 - Current 1
Mark K Nelson Financial Services Bellingham, WA Mar 2013 - Current 3
Balaam Associates Bellingham, WA Jun 2011 - Current 5
Whatcom County Republican Party Bellingham, WA Nov 2008 - Current 8
Metropolitan Life Ins Co Bothell, WA Aug 2001 - Mar 2015 13
Metlife Securities, Inc. Belingham, WA Aug 2001 - Mar 2015 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1983
S65 NASAA Investment Advisors Law Examination Mar 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark K. Nelson
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • MN
  • NV
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
74

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