Mark GeneralesCRD Number: 854190
Current Firm: Southern Trust Financial Planning
Mark Generales (CRD# 854190) is an Investment Advisor Representative working at Southern Trust Financial Planning in Bonita Springs, FL and has over 25 years of experience in the finance industry.
Charles Schwab & Company, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rbc Capital Markets, LLC
|Southern Trust Financial Planning||Bonita Springs, CA||Jan 2010 - Current||11|
|Securities America Inc.||Lavista, NE||Oct 2009 - Current||11|
|Colonial Brokerage, Inc.||Montgomery, AL||May 2008 - Oct 2009||1|
|Melhado,flynn And Assoc.||Bluffton, SC||Dec 2004 - May 2008||3|
|Mortgage Network||Hilton Head, SC||Sep 2003 - May 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1995|
|S65||NASAA Investment Advisors Law Examination||Jan 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management146MILLIONS
Total Number of Accounts621ACCOUNTS
Average Account Value$234,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, FL, IL, MD, MI, NH, NJ, NY, TX
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