James Augustus, financial advisor Boston MA
93 score

James Augustus

CRD Number: 5393947
Current Firm: Pioneer Institutional Asset Management, Inc.

James Augustus (CRD# 5393947) is an Investment Advisor Representative working at Pioneer Institutional Asset Management, Inc. in Boston, MA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Pioneer Funds Distributor, Inc. Boston, MA Jun 2010 - Current 6
Woodbury Financial Services Andover, MA Mar 2009 - Jun 2010 1
Sapphire Wealth Management Andover, MA Jan 2008 - Mar 2009 1
Sapphire Financial Group, LLC North Andover, MA Jul 2007 - Jan 2008 < 1
Putnam Investments Andover, MA Jun 2006 - Jun 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for James A. Augustus
Phone Number: 617-422-4700
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    5,770
    MILLIONS
  • Total Number of Accounts
    54
    ACCOUNTS
  • Average Account Value
    $106,855,891
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

MA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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