Kevin Oconnor, financial advisor Boston MA
93 score

Kevin Oconnor

CRD Number: 1928882
Current Firm: Ubs Asset Management (americas) Inc.

Kevin Oconnor (CRD# 1928882) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in Boston, MA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Global Asset Management Chicago, IL Mar 2006 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2006
S65 NASAA Investment Advisors Law Examination Jul 1991
Contact Info for Kevin D. Oconnor
Phone Number: 212-821-3000
Firm Website: http://www.ubs.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    150,415
    MILLIONS
  • Total Number of Accounts
    9,630
    ACCOUNTS
  • Average Account Value
    $15,619,394
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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