Yang Li Wu (CRD# 7113649) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Cary, NC and has over 4 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transglobal Advisory LLC | Morovia, CA | Nov 2021 - Current | 2 |
| Goldstone Financial Service LLC | Oak Terrace, IL | May 2021 - Current | 2 |
| Globalink Securities, Inc. | Pasadena, CA | Apr 2020 - Current | 4 |
| Transglobal Insurance Agency, Inc. | Cary, NC | Nov 2019 - Current | 4 |
| Transamerica Financial Advisors, Inc. | Morrisville, NC | Apr 2019 - Nov 2019 | < 1 |
| World Financial Group, Inc. | Morrisville, NC | Apr 2019 - Nov 2019 | < 1 |
| Fonville Morisey Realty (a Long Amp; Foster Company) | Cary, NC | Mar 2019 - Aug 2019 | < 1 |
| Unemployed | Cary, NC | Oct 2018 - Mar 2019 | < 1 |
| Pinebridge Investments Management Taiwan Limited | Taipei, | Nov 2015 - Oct 2018 | 2 |
| Eastspring Asset Management | Taipei, | Mar 2015 - Nov 2015 | < 1 |
| Unemployed | Taipei, | Feb 2014 - Mar 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2019 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2021 |
- NC
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts185ACCOUNTS
-
Average Account Value$215,818
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
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