Jerome EsselmanCRD Number: 202423
Current Firm: Ubs Financial Services Inc.
Jerome Esselman (CRD# 202423) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 38 years of experience in the finance industry.
Prudential Financial Planning Services
U.s. Bancorp Investments, Inc.
Renaissance Investment Management
|Ubs Financial Services Inc.||Cincinnati, OH||Nov 2013 - Current||8|
|Ubs Financial Services Inc.||Cincinnati, OH||Feb 2007 - Nov 2013||6|
|Mcdonald Investments Inc.||Cincinnati, OH||Oct 1991 - Nov 2013||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
|S65||NASAA Investment Advisors Law Examination||Apr 1997|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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