Mark PhelpsCRD Number: 1948590
Current Firm: Transamerica Financial Advisors, Inc.
Mark Phelps (CRD# 1948590) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Cincinnati, OH and has over 27 years of experience in the finance industry.
Bullseye Investment Management, LLC
Lang Advisors LLC
Opus Capital Group, LLC
|Walmart Supercenter||Amelia, OH||Jul 2014 - Current||2|
|Gold Key Realty Company, Inc.||Miamisburg, OH||May 2014 - Current||2|
|Great Miami Valley Ymca||Fairfield, OH||Jan 2014 - Current||3|
|Resolution Benefits Design, LLC||Overland Park, KS||Jun 2012 - Current||4|
|Transamerica Financial Advisors, Inc.||Cincinnati, OH||Jan 2012 - Current||5|
|Wfg||Cincinnati, OH||Mar 2009 - Current||8|
|The Phelps Team, LLC||Monroe, OH||Aug 2005 - Current||11|
|Sibcy Cline Realtors||Monroe, OH||Feb 2009 - Aug 2013||4|
|Investment Advisors International, Inc.||Cincinnati, OH||Aug 2010 - Jan 2012||1|
|Wgs||Cincinnati, OH||Aug 2009 - Jan 2012||2|
|Aflac||Hamilton, OH||Aug 2008 - Jan 2010||1|
|Schwan Food Company||Middletown, OH||Dec 2008 - Jul 2009||< 1|
|Re/max Central Properties||Springboro, OH||Mar 2006 - Feb 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1989|
|S65||NASAA Investment Advisors Law Examination||Jun 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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