Joseph McCabe, financial advisor Columbia SC
93 score

Joseph McCabe

CRD Number: 1458633
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Joseph McCabe (CRD# 1458633) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbia, SC and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America,na Columbia, SC Dec 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia, SC Oct 2009 - Current 7
Banc Of America Investment Services, Inc. Columbia, SC Jan 1998 - Oct 2009 11
Banc Of America Insurance Services, Inc. Columbia, SC Jan 1998 - Oct 2009 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S65 NASAA Investment Advisors Law Examination Sep 1995
Contact Info for Joseph M. McCabe
Phone Number: 800-637-7455
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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