William RuckerCRD Number: 406714
Current Firm: Lpl Financial LLC
William Rucker (CRD# 406714) is an Investment Advisor Representative working at Lpl Financial LLC in Columbus, GA and has over 41 years of experience in the finance industry.
Greatmark Investment Partners, Inc.
Aja Financial LLC
Raymond James & Associates, Inc.
|Lpl Financial LLC||Columbus, GA||Jun 2019 - Current||3|
|Wells Fargo Advisors Financial Network LLC||Columbus, GA||May 2009 - Jun 2019||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1981|
|S65||NASAA Investment Advisors Law Examination||Aug 1991|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management404,176MILLIONS
Total Number of Accounts1,517,995ACCOUNTS
Average Account Value$266,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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