Cay WeaverCRD Number: 3099427
Current Firm: Lpl Financial LLC
Cay Weaver (CRD# 3099427) is an Investment Advisor Representative working at Lpl Financial LLC in Dadeville, AL and has over 14 years of experience in the finance industry.
Signator Investors, Inc.
H.d. Vest Advisory Services, Inc.
Ameriprise Financial Services, Inc.
|Lpl Financial||Charlotte, NC||Jul 2013 - Current||3|
|Alabama Securities Commission||Montgomery, AL||Mar 2011 - Jul 2013||2|
|Wells Fargo Home Mortgage||Birmingham, AL||Oct 2010 - Mar 2011||< 1|
|Wells Fargo Advisors, LLC||Birmingham, AL||Jul 2009 - Oct 2010||1|
|Wachovia Bank, N.a.||Birmingham, AL||May 2009 - Jul 2009||< 1|
|Self-employed||Dadeville, AL||Oct 2007 - May 2009||1|
|Wachovia Insurance Services||Charlotte, NC||Feb 2006 - Sep 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV