James Sparkman, financial advisor Dallas TX
93 score

James Sparkman

CRD Number: 1246724
Current Firm: Wunderlich Securities, Inc.

James Sparkman (CRD# 1246724) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Dallas, TX and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wunderlich Securities, Inc. Memphis, TN Dec 2011 - Current 5
Morgan Keegan & Company, Inc. Dallas, TX Nov 1994 - Dec 2011 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
Contact Info for James H. Sparkman
Phone Number: 901-251-1330
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,489
    MILLIONS
  • Total Number of Accounts
    4,309
    ACCOUNTS
  • Average Account Value
    $345,582
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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