Thomas SwiftCRD Number: 6156098
Current Firm: Hilltop Securities Independent Network Inc.
Thomas Swift (CRD# 6156098) is an Investment Advisor Representative working at Hilltop Securities Independent Network Inc. in Dallas, TX and has over 4 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Waddell & Reed, Inc.||Southlake, TX||May 2015 - Current||3|
|Various Insurance Carriers For W&r Insurance Agencies||Dallas, TX||May 2015 - Current||3|
|Wells Fargo Advisors LLC||Dallas, TX||Aug 2013 - Apr 2015||1|
|Self Employed||Dallas, TX||May 2013 - Aug 2013||< 1|
|Wells Fargo Advisors, LLC||Dallas, TX||Jan 2013 - May 2013||< 1|
|Autohaus LLC||Plano, TX||Jul 2009 - Jan 2013||3|
|Self Employed||Dallas, TX||Oct 2008 - Jul 2009||< 1|
|Foley Pools||Plano, TX||Jun 2008 - Oct 2008||< 1|
|Lpb Energy||Dallas, TX||Jan 2007 - Jun 2008||1|
|Perry Homes||Dallas, TX||Aug 2006 - Jan 2007||< 1|
|David Griffin Realtors||Dallas, TX||Jan 2003 - Aug 2006||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2013|
Total Assets Under Management280MILLIONS
Total Number of Accounts1,339ACCOUNTS
Average Account Value$208,740
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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