Thomas Swift, financial advisor Dallas TX
89 score

Thomas Swift

CRD Number: 6156098
Current Firm: Hilltop Securities Independent Network Inc.

Thomas Swift (CRD# 6156098) is an Investment Advisor Representative working at Hilltop Securities Independent Network Inc. in Dallas, TX and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Waddell & Reed, Inc. Southlake, TX May 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Dallas, TX May 2015 - Current 1
Wells Fargo Advisors LLC Dallas, TX Aug 2013 - Apr 2015 1
Self Employed Dallas, TX May 2013 - Aug 2013 < 1
Wells Fargo Advisors, LLC Dallas, TX Jan 2013 - May 2013 < 1
Autohaus LLC Plano, TX Jul 2009 - Jan 2013 3
Self Employed Dallas, TX Oct 2008 - Jul 2009 < 1
Foley Pools Plano, TX Jun 2008 - Oct 2008 < 1
Lpb Energy Dallas, TX Jan 2007 - Jun 2008 1
Perry Homes Dallas, TX Aug 2006 - Jan 2007 < 1
David Griffin Realtors Dallas, TX Jan 2003 - Aug 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Thomas D. Swift
Phone Number: 214-859-1800
Firm Website: http://www.ibnbonds.com
Registered State(s):
  • LA
  • NH
  • TX
By the Numbers
  • Total Assets Under Management
    245
    MILLIONS
  • Total Number of Accounts
    1,218
    ACCOUNTS
  • Average Account Value
    $200,810
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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