James Logan, financial advisor Denver CO
76 score

James Logan

CRD Number: 1921460
Current Firm: Tlg Advisors, Inc.

James Logan (CRD# 1921460) is an Investment Advisor Representative working at Tlg Advisors, Inc. in Denver, CO and has over 9 years of experience in the finance industry. James Logan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Leaders Group Inc. Littleton, CO Jun 2012 - Current 4
Advisors Design Center Inc. Denver, CO Jun 2012 - Current 4
Unemployed Denver, CO Apr 2012 - Jun 2012 < 1
Merrill Lynch Littleton, CO Jul 2010 - Apr 2012 1
The Leaders Group Inc. Littleton, CO Oct 2009 - Jul 2010 < 1
Aig American General Houston, TX Jul 2008 - Sep 2009 1
Aig American General Houston, TX Jul 2008 - Sep 2009 1
Unemployed Denver, CO Nov 2007 - Jul 2008 < 1
Unemployed Denver, CO Nov 2007 - Jul 2008 < 1
Ubs Financial Services Inc. Denver, CO Jan 2007 - Nov 2007 < 1
Ubs Financial Services Inc. Denver, CO Jan 2007 - Nov 2007 < 1
Wachovia Securities Denver, CO Oct 2006 - Jan 2007 < 1
Wachovia Securities Denver, CO Oct 2006 - Jan 2007 < 1
Wachovia Insurance Services Denver, CO Sep 2004 - Oct 2006 2
Wachovia Insurance Services Denver, CO Sep 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for James C. Logan
Phone Number: 303-797-9080
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    297
    MILLIONS
  • Total Number of Accounts
    1,370
    ACCOUNTS
  • Average Account Value
    $216,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OR, PA, PR, RI, SD, TN, TX, UT, VA, WA, WI

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BADGES
76

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